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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-30
  • IL RA
    APPROVED
    Since 2026-01-30

Branch Locations

15321 S 94Th Ave Ste 100, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rj Reynolds Trade Services Winston-Salem NC 05/2009 09/2025
Megent Financial Orland Park IL 09/2025 Present
Cetera Advisors Llc St Cloud MN 10/2025 Present
Cetera Invesment Advisers Llc Schaumburg IL 01/2026 Present
  • 05/2009 → 09/2025
    Rj Reynolds Trade Services
    Winston-Salem, NC
  • 09/2025 → Present
    Megent Financial
    Orland Park, IL
  • 10/2025 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 01/2026 → Present
    Cetera Invesment Advisers Llc
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: CROOKED LAKES ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: DOWAGIAC, MI 49047; NATURE OF BUSINESS: OWNERS ASSOCIATION; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS AND VOTE ON CERTAIN MATTERS; 2. NAME OF OTHER BUSINESS: MEGENT FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: CLIENT SERVICES ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: CLIENT SERVICES ASSOCIATE; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 3/2026; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-01-23
S65 Uniform Investment Adviser Law Examination 2026-01-05
  • S63 Uniform Securities Agent State Law Examination
    2026-01-23
  • S65 Uniform Investment Adviser Law Examination
    2026-01-05

View on SEC IAPD

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