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Indigo Markeeta Carroll

LPl Financial LLC

Scottsdale, AZ

CRD 8148643

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-04-07
  • AZ RA
    APPROVED
    Since 2026-04-07

Branch Locations

8600 E Anderson Dr Ste 240, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 09/2025 02/2026
Vanguard Marketing Corporation Scottsdale AZ 09/2025 02/2026
Vonage Phoenix AZ 07/2024 09/2025
Darktrace Scottsdale AZ 09/2023 07/2024
Harnham Phoenix AZ 09/2021 09/2023
Dignity Health Phoenix AZ 09/2020 07/2021
Nebraska Medicine Omaha NE 06/2020 09/2020
Merck Omaha NE 05/2018 05/2019
Food Safety Net Services Omaha NE 04/2016 05/2017
Home Instead Omaha NE 09/2013 04/2017
University Of Nebraska Omaha Omaha NE 08/2015 05/2018
University Of Nebraska Medical Center Omaha NE 05/2019 05/2020
Self-Employed Phoenix AZ 07/2021 09/2021
Lpl Financial Llc Scottsdale AZ 04/2026 Present
  • 09/2025 → 02/2026
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 09/2025 → 02/2026
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 07/2024 → 09/2025
    Vonage
    Phoenix, AZ
  • 09/2023 → 07/2024
    Darktrace
    Scottsdale, AZ
  • 09/2021 → 09/2023
    Harnham
    Phoenix, AZ
  • 09/2020 → 07/2021
    Dignity Health
    Phoenix, AZ
  • 06/2020 → 09/2020
    Nebraska Medicine
    Omaha, NE
  • 05/2018 → 05/2019
    Merck
    Omaha, NE
  • 04/2016 → 05/2017
    Food Safety Net Services
    Omaha, NE
  • 09/2013 → 04/2017
    Home Instead
    Omaha, NE
  • 08/2015 → 05/2018
    University Of Nebraska Omaha
    Omaha, NE
  • 05/2019 → 05/2020
    University Of Nebraska Medical Center
    Omaha, NE
  • 07/2021 → 09/2021
    Self-Employed
    Phoenix, AZ
  • 04/2026 → Present
    Scottsdale, AZ
Other Businesses

1. 4/2026 - SAMPSON CAPITAL ADVISORS - DBA for LPL Business (entity for LPL business) -INV REL - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 4/7/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-10
  • S66 Uniform Combined State Law Examination
    2026-03-10
Other Names
  • Indigo M Carroll
  • Indigo Carroll

View on SEC IAPD

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