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Luke Thomas Pfannenstiel

Osaic Wealth, Inc.

Omaha, NE

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-02
NE RA APPROVED 2024-06-14
NC RA APPROVED 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2026-02-02
  • NE RA
    APPROVED
    Since 2024-06-14
  • NC RA
    APPROVED
    Since 2024-06-14

Branch Locations

13305 Birch St Suite 201, Omaha, NE 68164 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. Omaha NE 03/2012 06/2024
Securities America Advisors Omaha NE 03/2012 06/2024
Osaic Wealth, Inc. Omaha NE 06/2024 Present
  • 03/2012 → 06/2024
    Securities America Inc.
    Omaha, NE
  • 03/2012 → 06/2024
    Securities America Advisors
    Omaha, NE
  • 06/2024 → Present
    Omaha, NE
Previous Registrations
  • 2022-08-05 → 2024-06-14
    Securities America Advisors, Inc.
    Omaha, NE
  • 2012-04-02 → 2022-08-05
    Securities America Advisors, Inc.
    La Vista, NE
    Omaha, NE
    La Vista, NE
  • 2010-06-25 → 2012-03-30
    Signator Investors, Inc.
    Overland Park, KS
    Omaha, NE
  • 2008-07-11 → 2009-11-02
    Securities America Advisors, Inc.
    La Vista, NE
Other Businesses

1. DBA - American Wealth Partners 2. YOUTH BASKETBALL COACH POSITION: Head Coach NATURE: Youth Basketball Coach INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 5516 S 173rd Ave, Omaha NE 68135, United States DESCRIPTION: Coach youth basketball 3. WATCH D.O.G.S. POSITION: Volunteer NATURE: Watch D.O.G.S. Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2016 ADDRESS: 5606 S 147th St., Omaha NE 68137, United States DESCRIPTION: Volunteer at elementary school 4. AMERICAN WEALTH PARTNERS POSITION: Insurance Professional NATURE: Fixed Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 12/28/2023 ADDRESS: 13305 Birch Dr., Ste 201, Omaha NE 68164, United States DESCRIPTION: Fixed insurance sales and service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-18
  • S66 Uniform Combined State Law Examination
    2008-06-18

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