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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-01-06 |
Branch Locations
701 Pike Street Suite 2100, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Seattle | WA | 08/2025 | 12/2025 |
| Massmutual Life Insurance Co | Seattle | WA | 08/2025 | 12/2025 |
| National Sign Corporation | Seattle | WA | 06/2024 | 11/2024 |
| Seattle University, Learning Assistance Programs | Seattle | WA | 01/2024 | 03/2025 |
| Seattle University, Center For Community Engagement | Seattle | WA | 01/2022 | 06/2023 |
| Grade Potential Tutoring | Seattle | WA | 01/2023 | 12/2023 |
| Kendall Subaru | Eugene | OR | 06/2022 | 09/2022 |
| Safeway | Eugene | OR | 06/2020 | 09/2020 |
| Unemployed | Eugene | OR | 09/2020 | 12/2021 |
| Unemployed | Seattle | WA | 06/2025 | 08/2025 |
| Unemployed | Eugene | OR | 06/2015 | 05/2020 |
| Seattle University | Seattle | WA | 09/2021 | 06/2025 |
| Marist Catholic Highschool | Eugene | OR | 09/2017 | 07/2021 |
| Oppenheimer & Co. Inc. | Seattle | WA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-09 |
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