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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Baton Rouge | LA | 08/2025 | Present |
| Unemployed | New Orleans | LA | 04/2025 | 08/2025 |
| Lake Forest Charter School/The Council For Quality Education | New Orleans | LA | 02/2024 | 04/2025 |
| Unemployed | New Orleans | LA | 09/2023 | 02/2024 |
| Crunchbase, Inc. | San Francisco | CA | 06/2021 | 05/2023 |
| Wareham Development/Accounting Principals | San Francisco | CA | 01/2021 | 06/2021 |
| Conventus Holdings, Inc. | San Francisco | CA | 03/2020 | 12/2020 |
| Marine Layer/Dewinter Group | San Francisco | CA | 11/2019 | 03/2020 |
| Birkenstock Usa | San Francisco | CA | 08/2019 | 11/2019 |
| Mtc Job Corps Center | Wilmington | DE | 10/2018 | 08/2019 |
| Unemployed | Tobyhanna | PA | 08/2018 | 10/2018 |
| Monroe County Transit Authority | Swiftwater | PA | 12/2017 | 08/2018 |
| Cuny - Herbert H. Lehman College | New York | NY | 08/2015 | 12/2017 |
| Horne, Llp | San Francisco | CA | 07/2021 | 02/2022 |
| Bayview Opera House | San Francisco | CA | 08/2022 | 09/2023 |
| American Indian Cultural Center | San Francisco | CA | 04/2024 | 08/2024 |
1. 08/08/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - New Orleans, LA - Start Date 08/08/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 08/08/2025 - SHAKUR ALEXANDER TRAMMEL - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - New Orleans, LA - Start Date 08/08/2025 - 160hrs/MTH 160hrs/MTH During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-02 |
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