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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-15 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
1213 W Morehead St Suite 508,, Charlotte, NC 28208 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lake Norman Charter | Huntersville | NC | 08/2015 | 05/2021 |
| North Carolina State University | Raleigh | NC | 05/2021 | 05/2025 |
| Unemployment | Mooresville | NC | 05/2025 | 07/2025 |
| Homefront Brands | Huntersville | NC | 05/2024 | 02/2025 |
| Ymca | Cornelius | NC | 08/2023 | 08/2024 |
| Ymca | Cornelius | NC | 05/2020 | 02/2021 |
| Self Employed | Mooresville | NC | 10/2022 | 01/2024 |
| 49 Financial | Austin | TX | 07/2025 | Present |
1) 49 Financial through Financial Independence Group / Investment related / Same address as above / Nature of the business: Fixed Insurance Sales / Start Date: 7/21/24 / Approximate Hours: 40 hours during and after trading hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-28 |
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