Steven L Johnson

Current Employers

Employment History

• 09/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 07/2016 → 09/2016
  Unemployed
  Framingham, MA

Previous Registrations

• 2014-05-12 → 2016-07-14
  Morgan Stanley
  Waltham, MA
• 2013-11-04 → 2014-04-23
  Santander Securities Llc
  Cambridge, MA
  Cambridge, MA
  Lynnfield, MA
  Saugus, MA
  Wakefield, MA
  Plymouth, MA
  Somerville, MA
  Somerville, MA
  Boston, MA

Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. ALPHA WEALTH ADVISORY, 301 EDGEWATER PLACE, STE 100, WAKEFIELD, MA, PRINCIPAL, 11/08/19, INV REL, 50/WK- 32.5 TRADING HR. 3. STEVEN L JOHNSON, EDGEWATER PLACE, STE 100, WAKEFIELD, MA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,11/11/19, NIR, 50 HR/WK- 15/TRADING HR. 4. STEVEN L. JOHNSON (DBA ALPHA LEGACY ADVISORS), Edgewater Place 301 Edgewater Place, Suite 100, Wakefield MA 01880, United States, 11/11/2019, Owner, Insurance/Benefits/Human Resources, NIR, 200 HR/MO - 60 HR/MO TRADING 5. CYPRESS POINT, 301 Edgewater Place, Suite 100, Wakefield MA 01880, 03/2026, Owner, Technology services, NIR, 5 HR/MO, 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-11-04
• S63 Uniform Securities Agent State Law Examination
  2005-07-20