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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-16 |
| NY | RA | APPROVED | 2021-06-07 |
Branch Locations
565 Taxter Rd, Suite 490, NY 10523 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
2 Pomperaug Office Park Ste 301, Southbury, CT 06488 • United States
Garrison, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Elmsford | NY | 04/2009 | Present |
| Kestra Advisory Services, Llc | Elmsford | NY | 04/2016 | Present |
| Andrew Brief Retirement Strategies, Inc | Elmsford | NY | 05/2005 | Present |
Name: U.S. FINANCIAL SERVICES POSITION: Lead Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 152 SECURITIES TRADING HOURS: 152 START DATE: 02/18/2022 ADDRESS: 375 Passaic Avenue, Fairfield NJ 07004, United States DESCRIPTION: Providing investment advice to clients in an advisory capacity, office manager overseeing staff, and client relationship management. Name: CHRISTINA DZIADZIO POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2024 ADDRESS: 565 Taxter Road, Suite 490, Elmsford NY 10523, United States DESCRIPTION: Understanding the client's goal(s), identifying the most cost effective solution to assist them in reaching their goal or protecting their plan. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/25/2009 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: CANINE COMPANIONS FOR INDEPENDENCE POSITION: Co-Chapter Leader NATURE: Service Dog - public awareness and volunteer leader INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/17/2019 ADDRESS: 1941 Route 9, Garrison NY 10524, United States DESCRIPTION: I provide guidance to other volunteers (by offering resources and joining people together), coordinate events, raise public awareness about the 501c3 organization, fundraising efforts sometimes occur at events, attend chapter meetings, quarterly volunteer calls, etc. Name: U.S. FINANCIAL SERVICES POSITION: Lead Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 152 SECURITIES TRADING HOURS: 152 START DATE: 02/18/2022 ADDRESS: 565 Taxter Road, Suite 490, Elmsford NY 10523, United States DESCRIPTION: Providing investment advice to clients in an advisory capacity, office manager overseeing staff, and client relationship management. Name: NOTARY SERVICES POSITION: Notary Public NATURE: Notary INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/28/2020 ADDRESS: 565 Taxter Road, Suite 490, Elmsford NY 10523, United States DESCRIPTION: Notarizing signatures.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-02 |
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