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Tate Jennings Anderson

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-16
  • IL RA
    APPROVED
    Since 2025-12-16

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 08/2025 Present
First Trust Advisors L.P. Wheaton IL 08/2025 Present
K-Five Lemont IL 05/2015 09/2016
Medpro Naperville IL 02/2017 09/2017
Sphera Solutions Chicago IL 10/2020 09/2021
Sales Force Chicago IL 09/2021 06/2024
Notified Chicago IL 07/2024 05/2025
Hubspot Chicago IL 05/2025 07/2025
Unemployed Chicago IL 09/2016 02/2017
Unemployed Chicago IL 09/2017 10/2020
  • 08/2025 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 08/2025 → Present
    First Trust Advisors L.P.
    Wheaton, IL
  • 05/2015 → 09/2016
    K-Five
    Lemont, IL
  • 02/2017 → 09/2017
    Medpro
    Naperville, IL
  • 10/2020 → 09/2021
    Sphera Solutions
    Chicago, IL
  • 09/2021 → 06/2024
    Sales Force
    Chicago, IL
  • 07/2024 → 05/2025
    Notified
    Chicago, IL
  • 05/2025 → 07/2025
    Hubspot
    Chicago, IL
  • 09/2016 → 02/2017
    Unemployed
    Chicago, IL
  • 09/2017 → 10/2020
    Unemployed
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-13
S63 Uniform Securities Agent State Law Examination 2025-11-21
  • S65 Uniform Investment Adviser Law Examination
    2025-12-13
  • S63 Uniform Securities Agent State Law Examination
    2025-11-21

View on SEC IAPD

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Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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