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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-05 |
| CT | RA | APPROVED | 2025-10-24 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huskies Bar & Restaurant | Storrs | CT | 08/2023 | 03/2025 |
| Guilford Savings Bank | Madison | CT | 05/2024 | 08/2024 |
| Landon Lumber Co. | Madison | CT | 05/2023 | 08/2023 |
| Stop & Shop | Madison | CT | 06/2021 | 08/2022 |
| Daniel Hand High School | Madison | CT | 08/2017 | 06/2021 |
| Polson Middle School | Madison | CT | 08/2015 | 06/2017 |
| Lpl Enterprise Llc | Shelton | CT | 08/2025 | Present |
| Unemployed | Madison | CT | 06/2025 | 07/2025 |
| University Of Connecticut | Storrs | CT | 08/2021 | 05/2025 |
1. 08/04/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Madison, CT - Start Date 07/31/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 08/04/2025 - NICHOLAS HALL N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Madison, CT - Start Date 07/31/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 07/20/2026-PrimeForm Wealth Management-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 05/22/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-24 |
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