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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-05
CT RA APPROVED 2025-10-24
  • TX RA
    APPROVED
    Since 2026-08-05
  • CT RA
    APPROVED
    Since 2025-10-24

Branch Locations

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huskies Bar & Restaurant Storrs CT 08/2023 03/2025
Guilford Savings Bank Madison CT 05/2024 08/2024
Landon Lumber Co. Madison CT 05/2023 08/2023
Stop & Shop Madison CT 06/2021 08/2022
Daniel Hand High School Madison CT 08/2017 06/2021
Polson Middle School Madison CT 08/2015 06/2017
Lpl Enterprise Llc Shelton CT 08/2025 Present
Unemployed Madison CT 06/2025 07/2025
University Of Connecticut Storrs CT 08/2021 05/2025
  • 08/2023 → 03/2025
    Huskies Bar & Restaurant
    Storrs, CT
  • 05/2024 → 08/2024
    Guilford Savings Bank
    Madison, CT
  • 05/2023 → 08/2023
    Landon Lumber Co.
    Madison, CT
  • 06/2021 → 08/2022
    Stop & Shop
    Madison, CT
  • 08/2017 → 06/2021
    Daniel Hand High School
    Madison, CT
  • 08/2015 → 06/2017
    Polson Middle School
    Madison, CT
  • 08/2025 → Present
    Shelton, CT
  • 06/2025 → 07/2025
    Unemployed
    Madison, CT
  • 08/2021 → 05/2025
    University Of Connecticut
    Storrs, CT
Other Businesses

1. 08/04/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Madison, CT - Start Date 07/31/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 08/04/2025 - NICHOLAS HALL N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Madison, CT - Start Date 07/31/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 07/20/2026-PrimeForm Wealth Management-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 05/22/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-24
  • S66 Uniform Combined State Law Examination
    2025-10-24

View on SEC IAPD

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