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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-01 |
Branch Locations
111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States
3949 S Lamar Blvd, Austin, TX 78704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Austin | TX | 07/2025 | Present |
| Wells Fargo Bank, Na | Austin | TX | 07/2025 | Present |
| Unemployed | Austin | TX | 12/2024 | 07/2025 |
| University Of Texas At Austin | Austin | TX | 01/2024 | 12/2024 |
| Texas Public Policy Foundation | Austin | TX | 08/2024 | 11/2024 |
| Wells Fargo Bank N. A. | Austin | TX | 07/2007 | 01/2024 |
Vino Tinto Enterprises, LLC ; Inv Related; Austin, TX; Rental Property; 100% Ownership with spouse; Start date 12/15/2017; 1 hour per month; 0 hours during trading | Rental property; Inv Related; Austin, TX; 100% Ownership with spouse; Start date 02/01/2016; 1 hour per month; 0 hours during trading | Rental property; Inv Related; Austin, TX; 100% Ownership with spouse; Start date 02/01/2016; 1 hour per month; 0 hours during trading | RENTAL PROPERTY - ONDANTRA; INV RELATED; AUSTIN, TX; RENTAL;50% OWNERSHIP; START DATE: 05/13/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2025-09-08 |
| S66 | Uniform Combined State Law Examination | 2025-04-18 |
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