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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-05
CT RA APPROVED 2025-10-01
  • TX RA
    APPROVED
    Since 2025-11-05
  • CT RA
    APPROVED
    Since 2025-10-01

Branch Locations

165 Cabot St, Beverly, MA 01915 • United States

17 Enon St, Beverly, MA 01915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly MA 11/2017 Present
Walmart Lynn MA 08/2015 01/2018
Bank Of America, N.A. Salem MA 10/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-01
  • S66 Uniform Combined State Law Examination
    2025-10-01

View on SEC IAPD

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