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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-03 |
| PA | RA | APPROVED | 2025-10-29 |
Branch Locations
1833 E Ridge Pike, Royersford, PA 19468 • United States
702 Nutt Rd, Phoenixville, PA 19460 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | King Of Prussia | PA | 07/2025 | Present |
| Convene | Washington | DC | 09/2019 | 08/2020 |
| Unemployed | Sterling | VA | 08/2020 | 10/2020 |
| Pinstripes, Inc | North Bethesda | MD | 08/2013 | 09/2019 |
| Bank Of America | Newtown Square | PA | 10/2020 | 07/2025 |
| Bank Of America, N.A. | King Of Prussia | PA | 10/2025 | Present |
Name of OBA: Rental Property 1Address: Sterling, VA 20166Investment Related: YesPosition, Title, Association: Joint OwnerEmployee Start Date: July 2022No Hours: 1 hour per monthNo Hours during trading: 0 Duties: Pay monthly mortgage/HOA and collect monthly rent from tenants of our residential rental property. I*2703271 Entity Type: For Profit Name of OBA: TVM Services LLC Address:Pottstown Pennsylvania Investment Related:No Position, Title, Association:Owner Start Date:01/31/2025 No Hours: 10 Monthly No Hours during trading:0 Monthly Duties:Business established for insurance and liability purposes only for helping friends and family with residential handyman projects. Business is not revenue generating and services are not offered to the general public. Part-time residential handyman services for friends and family (painting, small installation and/or maintenance projects, etc.)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-29 |
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