Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-06
FL RA APPROVED 2025-09-03
  • TX RA
    APPROVED_RES
    Since 2025-10-06
  • FL RA
    APPROVED
    Since 2025-09-03

Branch Locations

10200 Broadway St, Pearland, TX 77584 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami Beach FL 02/2021 Present
Doordash Miami FL 07/2020 Present
Briskco, Inc. - Your It Solution Palmetto Bay FL 05/2019 12/2019
Knight Capital Funding Miami Beach FL 06/2018 04/2019
A&G Property Solutions Miami FL 04/2017 08/2017
Uemployed Doral FL 05/2016 03/2017
Uemployed Miami FL 09/2017 05/2018
Uemployed Palmetto Bay FL 01/2020 04/2020
Bank Of America, N.A. Miami Beach FL 09/2025 Present
  • 02/2021 → Present
    Miami Beach, FL
  • 07/2020 → Present
    Doordash
    Miami, FL
  • 05/2019 → 12/2019
    Briskco, Inc. - Your It Solution
    Palmetto Bay, FL
  • 06/2018 → 04/2019
    Knight Capital Funding
    Miami Beach, FL
  • 04/2017 → 08/2017
    A&G Property Solutions
    Miami, FL
  • 05/2016 → 03/2017
    Uemployed
    Doral, FL
  • 09/2017 → 05/2018
    Uemployed
    Miami, FL
  • 01/2020 → 04/2020
    Uemployed
    Palmetto Bay, FL
  • 09/2025 → Present
    Bank Of America, N.A.
    Miami Beach, FL
Other Businesses

I*994608, Entity Type For Profit, Name of OBA: Doordash Address: Homestead, FL 33032 Investment Related: No Position, Title, Association: Food Deliverer Employee Start Date: July 1st, 2020 No Hours: 8-10 hours monthly No Hours during trading: 0 Duties: Deliver food orders to people's homes or requested places.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-06
  • S66 Uniform Combined State Law Examination
    2024-11-06
Other Names
  • Miguel Eduardo Arias Lira

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Pearland, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor