Steven James Andrews

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 12/2017
  University Of Arizona
  Tucson, AZ
• 01/2016 → 12/2017
  Beatbox Beverages Llc
  Tucson, AZ
• 01/2017 → 09/2019
  Ski Pro
  Phoenix, AZ
• 09/2019 → 12/2025
  Ski Pro
  Phoenix, AZ
• 07/2025 → Present
  Lpl Enterprise Llc
  Phoenix, AZ

Other Businesses

1) 2025-10-28 - Fairytale Brownies - Outside/W-2 Employment - N - 72 - 0 - Phoenix AZ - 2025-10-13 - I will be working as a part time remote seasonal data entry worker during their busy season. November and December. The data that I will be handling, is sales orders. This work will be Monday through Friday 7pm-10:30pm (Arizona Time) maybe a Saturday if need be, taking the sale order information and transferring the information from one excel sheet to their orders database. Orientation is on November 10th in the evening after trading hours and Prudential hours. 2) 2025-10-28 - Ski Pro - Outside/W-2 Employment - N - 60 - 0 - Phoenix AZ - 2025-10-13 - Sales associate selling snowboard equipment in San Diego, Sacramento, and Anaheim, CA, at a series of Road Shows. Assisting customers to make a purchase on what snowboard equipment they should buy for the season. These sales are pop ups in different cities. I will be paid a daily rate, for each Saturday & Sunday, the weekends of November 8/9th, November 15/16, November 22/23rd. 3) 2025-07-24 - Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name. - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Y - 160 - 160 - at reported business location(s) - 2025-07-15 - Pursuant to a strategic relationship between Prudential, LPL Enterprise, LLC (¿LPLE¿), and LPL Financial LLC (¿LPLF¿), Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPL Enterprise, an affiliate of LPL Financial. LPLE and LPLF are not affiliated with Prudential. 4) 2025-07-24 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - 160 - 160 - at reported business location(s) - 2025-07-15 - This OBA is for outside insurance only (i.e. fixed life, LTC, health, etc.). All fixed annuity business must be submitted through LPLE¿s approved annuity order entry system and not conducted as an OBA. P&C insurance must be submitted via separate OBA type. 5) 2025-07-24 - Ski Pro - Outside/W-2 Employment - N - 160 - 36 - Phoenix AZ - 2025-07-14 - Running a outdoor sporting goods retail store managing employees. Opening and closing a storefront. Opening and closing registers, doing the closing documents at the end of my shift. Buying watersports departmental good for the company.

Exams

• S66 Uniform Combined State Law Examination
  2025-10-20