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Nicholas Scaglione

Charles Schwab & Co., Inc.

Mt Kisco, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-12
  • NY RA
    APPROVED
    Since 2025-12-12

Branch Locations

77 South Moger Ave, Mt Kisco, NY 10549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guidepoint New York NY 07/2023 08/2025
Dcc Masonry & Landscaping Inc. Armonk NY 07/2019 08/2025
Anthony's Coal Fired Pizza White Plains NY 06/2019 08/2019
Full Time Education Armonk NY 08/2015 06/2019
Charles Schwab & Co., Inc. Mt. Kisco NY 08/2025 Present
Charles Schwab Bank, Ssb Mount Kisco NY 08/2025 Present
  • 07/2023 → 08/2025
    Guidepoint
    New York, NY
  • 07/2019 → 08/2025
    Dcc Masonry & Landscaping Inc.
    Armonk, NY
  • 06/2019 → 08/2019
    Anthony's Coal Fired Pizza
    White Plains, NY
  • 08/2015 → 06/2019
    Full Time Education
    Armonk, NY
  • 08/2025 → Present
    Charles Schwab & Co., Inc.
    Mt. Kisco, NY
  • 08/2025 → Present
    Charles Schwab Bank, Ssb
    Mount Kisco, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-12
  • S66 Uniform Combined State Law Examination
    2025-12-12

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · MOUNT KISCO, NY
KEY INVESTMENT SERVICES LLC · MT. KISCO, NY
J.P. MORGAN SECURITIES LLC · Mount Kisco, NY
J.P. MORGAN SECURITIES LLC · MOUNT KISCO, NY
INTERSTATE FINANCIAL GROUP, INC. · MT. KISCO, NY
EDWARD JONES · MT KISCO, NY
DSM CAPITAL PARTNERS · MOUNT KISCO, NY
OSAIC WEALTH, INC. · MOUNT KISCO, NY

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