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Kara K Prickett

Robert W. Baird & Co. Incorporated

Cedar Rapids, IA

CRD 8137674

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-09
TX RA APPROVED 2026-01-08
IA RA APPROVED 2025-10-26
  • FL RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED
    Since 2026-01-08
  • IA RA
    APPROVED
    Since 2025-10-26

Branch Locations

200 5Th Avenue Se Suite 102, Cedar Rapids, IA 52401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Iowa Hospitals And Clinics Iowa City IA 06/2007 05/2025
Baird Cedar Rapids IA 07/2025 Present
Off Work Between Switching Jobs North Liberty IA 06/2025 07/2025
  • 06/2007 → 05/2025
    University Of Iowa Hospitals And Clinics
    Iowa City, IA
  • 07/2025 → Present
    Baird
    Cedar Rapids, IA
  • 06/2025 → 07/2025
    Off Work Between Switching Jobs
    North Liberty, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-24
  • S66 Uniform Combined State Law Examination
    2025-10-24
Other Names
  • Kara Kay Swartzendruber

View on SEC IAPD

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Nearby Investors

THOMAS THEO FOX
JEFFREY ALAN HILLEMAN
CORY ROBERT SCHIELTZ

Nearby Offices

OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CEDAR RAPIDS, IA

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