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Leah Anne Goldenthal

Stifel, Nicolaus & Company, Incorporated

Mystic, CT

CRD 4983095

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-03-06
TX RA APPROVED 2019-03-06
  • CT RA
    APPROVED
    Since 2019-03-06
  • TX RA
    APPROVED
    Since 2019-03-06

Branch Locations

38 East Main Street, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Boston MA 10/2018 Present
Groupeconnect Boston MA 01/2018 10/2018
Digitas Boston MA 03/2011 12/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-05
  • S66 Uniform Combined State Law Examination
    2019-03-05

View on SEC IAPD

Nearby Firms

NEBRODI PARTNERS, LLC
MORGAN STANLEY
ERNST & YOUNG INVESTMENT ADVISERS LLP

Nearby Investors

RANDY SCOTT HOLMEEN
PETER NILS JUNGGREN
JONATHAN TAYLOR KEENEY FRUCCE

Nearby Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
MORGAN STANLEY · Hartford, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT

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