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Caroline Thummel

J.P. Morgan Securities LLC

Washington, DC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-11-05
TX RA APPROVED 2025-09-02
  • DC RA
    APPROVED
    Since 2025-11-05
  • TX RA
    APPROVED
    Since 2025-09-02

Branch Locations

875 15Th St Nw Floor 10, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Washington DC 07/2025 Present
J.P. Morgan Securities Llc Washington DC 07/2025 Present
Unemployed Leawood KS 05/2025 06/2025
Wake Forest University Winston Salem NC 08/2021 05/2025
Wake Forest University Winston Salem NC 08/2022 04/2025
Educated Choices Program Lawrenceville GA 08/2022 12/2022
Tortoise Ecofin Investment Advisors Overland Park KS 06/2022 08/2022
Cnp Overland Park Llc Leawood KS 05/2022 08/2022
Core Cashlesss Llc Lenexa KS 06/2021 08/2021
Kmc One Llc Dba Rye Restaurant Leawood KS 11/2020 08/2021
Unemployed Leawood KS 07/2015 10/2020
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Washington, DC
  • 07/2025 → Present
    J.P. Morgan Securities Llc
    Washington, DC
  • 05/2025 → 06/2025
    Unemployed
    Leawood, KS
  • 08/2021 → 05/2025
    Wake Forest University
    Winston Salem, NC
  • 08/2022 → 04/2025
    Wake Forest University
    Winston Salem, NC
  • 08/2022 → 12/2022
    Educated Choices Program
    Lawrenceville, GA
  • 06/2022 → 08/2022
    Tortoise Ecofin Investment Advisors
    Overland Park, KS
  • 05/2022 → 08/2022
    Cnp Overland Park Llc
    Leawood, KS
  • 06/2021 → 08/2021
    Core Cashlesss Llc
    Lenexa, KS
  • 11/2020 → 08/2021
    Kmc One Llc Dba Rye Restaurant
    Leawood, KS
  • 07/2015 → 10/2020
    Unemployed
    Leawood, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-02
  • S66 Uniform Combined State Law Examination
    2025-09-02
Other Names
  • Caroline A Thummel
  • Caroline Ann Thummel

View on SEC IAPD

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ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
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