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Caroline Pellegrini

J.P. Morgan Securities LLC

Baton Rouge, LA

CRD 8135281

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-08-25
TX RA APPROVED 2025-08-25
  • LA RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED
    Since 2025-08-25

Branch Locations

451 Florida St Floor 6, Suite 625, Baton Rouge, LA 70801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Baton Rouge LA 07/2025 Present
Jpmorgan Chase Bank, N.A. Baton Rouge LA 07/2025 Present
Unemployed Baton Rouge LA 05/2025 07/2025
Louisiana State University Baton Rouge LA 08/2021 05/2025
Jpmorgan Chase Bank Baton Rouge LA 06/2024 08/2024
Amedisys Baton Rouge LA 06/2023 08/2023
Unemployed Covington LA 06/2015 07/2021
  • 07/2025 → Present
    J.P. Morgan Securities Llc
    Baton Rouge, LA
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Baton Rouge, LA
  • 05/2025 → 07/2025
    Unemployed
    Baton Rouge, LA
  • 08/2021 → 05/2025
    Louisiana State University
    Baton Rouge, LA
  • 06/2024 → 08/2024
    Jpmorgan Chase Bank
    Baton Rouge, LA
  • 06/2023 → 08/2023
    Amedisys
    Baton Rouge, LA
  • 06/2015 → 07/2021
    Unemployed
    Covington, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-23
  • S66 Uniform Combined State Law Examination
    2025-08-23
Other Names
  • Caroline Ann Pellegrini

View on SEC IAPD

Nearby Firms

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CETERA INVESTMENT ADVISERS LLC

Nearby Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA

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