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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-05 |
| TX | RA | APPROVED | 2026-03-03 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Westfield | NJ | 05/2024 | 07/2025 |
| Multi-Bank Securities, Inc. | Westfield | NJ | 07/2025 | 09/2025 |
| Essencemediacom | New York | NY | 08/2022 | 05/2024 |
| Wavemaker/Maxus | New York | NY | 06/2017 | 08/2022 |
| Mindshare/Mediacom | New York | NY | 10/2015 | 06/2017 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 01/2026 | Present |
| Unemployed | Westfield | NJ | 09/2025 | 12/2025 |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2025-09-08 |
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