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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-09 |
| OR | RA | APPROVED | 2026-05-25 |
Branch Locations
805 Sw Broadway Suite 1800, Portland, OR 97205 • United States
Lake Oswego, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Portland | OR | 07/2025 | Present |
| 541 Athletics | Eugene | OR | 01/2020 | 01/2021 |
| University Of Oregon | Eugene | OR | 01/2022 | 01/2023 |
| Iverson Signature Homes | Eugene | OR | 06/2024 | 10/2024 |
| Sapient Private Wealth Management | Eugene | OR | 06/2023 | 06/2024 |
| Murphy Plywood | Eugene | OR | 06/2022 | 09/2022 |
| University Of Oregon | Eugene | OR | 09/2024 | 06/2025 |
| City Of Eugene | Eugene | OR | 06/2024 | 09/2024 |
| City Of Eugene | Eugene | OR | 04/2025 | 06/2025 |
| Full Time Education | Eugene | OR | 01/2015 | 06/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-23 |
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