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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-07 |
| CA | RA | APPROVED | 2026-06-29 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Redwood Investment Management | Scottsdale | AZ | 07/2025 | 04/2026 |
| Distributon Services, Llc | Scottsdale | AZ | 08/2025 | 12/2025 |
| Midfirst Bank | Scottsdale | AZ | 05/2024 | 09/2024 |
| University Of Arizona | Tucson | AZ | 09/2023 | 05/2024 |
| Land Advisors Organization | Scottsdale | AZ | 05/2023 | 09/2023 |
| University Of Arizona | Scottsdale | AZ | 09/2014 | 05/2023 |
| Pine Distributors Llc | Denver | CO | 01/2026 | 04/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 05/2026 | Present |
| University Of Arizona | Tucson | AZ | 08/2024 | 07/2025 |
| El Encanto Restaurant | Cave Creek | AZ | 05/2023 | 08/2023 |
| Bank Of America, N.A. | Chandler | AZ | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2025-09-18 |
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