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William Roger Carhuff

Wells Fargo Clearing Services, LLC

Middleton, WI

Milwaukee, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-10-08
  • WI RA
    APPROVED
    Since 2025-10-08

Branch Locations

6622 University Ave, Middleton, WI 53562 • United States

111 East Kilbourn Avenue 23Rd Fl [Gt-Rbo], Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Middleton WI 09/2021 Present
Wells Fargo Clearing Services, Llc Middleton WI 07/2025 Present
Toppers Pizza Madison Regent Street Madison WI 09/2015 09/2021
  • 09/2021 → Present
    Wells Fargo Bank, Na
    Middleton, WI
  • 07/2025 → Present
    Wells Fargo Clearing Services, Llc
    Middleton, WI
  • 09/2015 → 09/2021
    Toppers Pizza Madison Regent Street
    Madison, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-08
S63 Uniform Securities Agent State Law Examination 2025-09-15
  • S65 Uniform Investment Adviser Law Examination
    2025-10-08
  • S63 Uniform Securities Agent State Law Examination
    2025-09-15
Other Names
  • Will Roger Carhuff
  • William Carhuff

View on SEC IAPD

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JAMES P SOLBERG
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BRANDON JOHN GASSER
ALEX DAVID BROST
MICHELLE ROSALYN TODD
ALINA M. ANDRECAN

Other Offices

STRATEGIC ADVISERS LLC · MIDDLETON, WI
CANOPY WEALTH MANAGEMENT · MIDDLETON, WI
MORGAN STANLEY · Middleton, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Middleton, WI
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · MIDDLETON, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MIDDLETON, WI
JACOBSON & SCHMITT ADVISORS, LLC · MIDDLETON, WI
CHARLES SCHWAB & CO., INC. · Middleton, WI

More in Middleton, WI

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