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67 Water Street Suite 101, Laconia, NH 03246-3300 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-10 |
| NH | RA | APPROVED | 2025-12-05 |
Branch Locations
67 Water Street Suite 101, Laconia, NH 03246-3300 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Common Man Ashland | Ashland | NH | 06/2020 | 04/2022 |
| Pemi Public House | North Woodstock | NH | 05/2021 | 12/2021 |
| Black Diamond Pub | Lincoln | NH | 11/2021 | 04/2022 |
| Fosters Boiler Room | Plymouth | NH | 09/2021 | 04/2023 |
| Plymouth State University | Plymouth | NH | 01/2023 | 05/2023 |
| The Jack Golf Course | Woodstock | NH | 05/2025 | 10/2025 |
| Covered Bridge Farm Table | Campton | NH | 07/2023 | Present |
| The Foundry Financial Group, Inc. | Laconia | NH | 06/2025 | Present |
| St. Johnsbury Academy | St. Johnsbury | VT | 08/2016 | 06/2020 |
| The White Market | St. Johnsbury | VT | 11/2018 | 03/2019 |
| Kingdom Crust Company | St. Johnsbury | VT | 06/2019 | 08/2019 |
| Marshall's | Plymouth | NH | 08/2019 | 11/2019 |
| Market Basket | Tilton | NH | 12/2019 | 06/2020 |
| Whales Tale Waterpark | Lincoln | NH | 06/2020 | 09/2020 |
Name of other business: Covered Bridge Farm Table; Is business Investment related: No; Address of other business: 57 Blair Road, Campton, NH 03223; Nature of other business: Bar and Restaurant; Your position: Bartender; Start date of relationship: 07/08/2023; Approx. # of hours /month devote to other business: 12; Number of hours devoted to other business during securities trading hours: 0; Duties: Serve customers, mix cocktails, manage bar space.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-05 |
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