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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-07-06
  • OR RA
    APPROVED
    Since 2026-07-06

Branch Locations

655 A St Suite D, Springfield, OR 97478 • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cascade Distribution Eugene OR 02/2019 07/2021
Arizona State Student Tempe AZ 08/2021 07/2025
Unemployed Springfield OR 01/2015 07/2019
A Gaines Financial Springfield OR 07/2025 Present
Osaic Wealth Scottsdale AZ 07/2025 Present
Osaic Advisory Services Atlanta GA 07/2025 Present
  • 02/2019 → 07/2021
    Cascade Distribution
    Eugene, OR
  • 08/2021 → 07/2025
    Arizona State Student
    Tempe, AZ
  • 01/2015 → 07/2019
    Unemployed
    Springfield, OR
  • 07/2025 → Present
    A Gaines Financial
    Springfield, OR
  • 07/2025 → Present
    Osaic Wealth
    Scottsdale, AZ
  • 07/2025 → Present
    Osaic Advisory Services
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-23
  • S66 Uniform Combined State Law Examination
    2026-06-23

View on SEC IAPD

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