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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-01-05
  • TN RA
    APPROVED
    Since 2026-01-05

Branch Locations

2176 West Street Suite 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Spirit Shoppe Memphis TN 05/2021 12/2024
Jason's Deli Memphis TN 05/2022 12/2024
University Of Tennessee At Chattanooga Chattanooga TN 08/2021 05/2025
Shoemaker Financial Germantown TN 05/2025 Present
Christian Brothers High School Memphis TN 08/2017 04/2021
White Station Middle School Memphis TN 08/2014 05/2017
Cetera Wealth Services, Llc El Segundo CA 07/2025 Present
Cetera Investment Advisors Schaumburg IL 01/2026 Present
  • 05/2021 → 12/2024
    The Spirit Shoppe
    Memphis, TN
  • 05/2022 → 12/2024
    Jason's Deli
    Memphis, TN
  • 08/2021 → 05/2025
    University Of Tennessee At Chattanooga
    Chattanooga, TN
  • 05/2025 → Present
    Shoemaker Financial
    Germantown, TN
  • 08/2017 → 04/2021
    Christian Brothers High School
    Memphis, TN
  • 08/2014 → 05/2017
    White Station Middle School
    Memphis, TN
  • 07/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2026 → Present
    Cetera Investment Advisors
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 5/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-22
  • S66 Uniform Combined State Law Examination
    2025-12-22

View on SEC IAPD

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