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Inactive

Avery Pogue

First Trust Advisors LP

Wheaton, IL

Franklin, TN

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-03-17
IL RA APPROVED 2026-03-16
  • TN RA
    APPROVED
    Since 2026-03-17
  • IL RA
    APPROVED
    Since 2026-03-16

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 06/2025 Present
First Trust Advisors L.P. Wheaton IL 06/2025 Present
Marriott Knoxville TN 05/2024 05/2025
21St Mortgage Knoxville TN 05/2024 08/2024
Lolo Burro Knoxville TN 05/2023 05/2024
Outback Murfreesboro TN 09/2022 04/2023
Redbarn Finance Murfreesboro TN 06/2023 08/2023
Unemployed Knoxville TN 06/2015 09/2022
  • 06/2025 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 06/2025 → Present
    First Trust Advisors L.P.
    Wheaton, IL
  • 05/2024 → 05/2025
    Marriott
    Knoxville, TN
  • 05/2024 → 08/2024
    21St Mortgage
    Knoxville, TN
  • 05/2023 → 05/2024
    Lolo Burro
    Knoxville, TN
  • 09/2022 → 04/2023
    Outback
    Murfreesboro, TN
  • 06/2023 → 08/2023
    Redbarn Finance
    Murfreesboro, TN
  • 06/2015 → 09/2022
    Unemployed
    Knoxville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-16
  • S65 Uniform Investment Adviser Law Examination
    2026-03-16

View on SEC IAPD

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DAVID KEVIN SEITZER
NORMAN CHARLES GARNER
RANDY LEON FLOYD
Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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