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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-09
  • FL RA
    APPROVED
    Since 2025-07-09

Branch Locations

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

15219 Collier Blvd, Naples, FL 34119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Naples FL 08/2024 Present
Wells Fargo Clearing Services, Llc Naples FL 07/2025 Present
Eden Global Capital Saigon 06/2022 07/2025
Idoru Capital Management Tallinn 09/2020 06/2022
Huaxia Finance Shanghai 06/2015 09/2020
  • 08/2024 → Present
    Wells Fargo Bank, Na
    Naples, FL
  • 07/2025 → Present
    Naples, FL
  • 06/2022 → 07/2025
    Eden Global Capital
    Saigon
  • 09/2020 → 06/2022
    Idoru Capital Management
    Tallinn
  • 06/2015 → 09/2020
    Huaxia Finance
    Shanghai
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-13
S63 Uniform Securities Agent State Law Examination 2025-01-08
  • S65 Uniform Investment Adviser Law Examination
    2025-02-13
  • S63 Uniform Securities Agent State Law Examination
    2025-01-08

View on SEC IAPD

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