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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-10-27 |
Branch Locations
300 Central Ave Ste 510, Great Falls, MT 59401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Taylor's Auto Max | Great Falls | MT | 04/2019 | 01/2023 |
| True Brew Espresso | Great Falls | MT | 05/2017 | 04/2019 |
| Big Mouth Barbeque | Great Falls | MT | 04/2016 | 05/2017 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2025 | Present |
| Taylor'S Auto Max | Great Falls | MT | 01/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2025 | Present |
| Xavier Marshall Photo & Video | Great Falls | MT | 05/2026 | Present |
1. NAME OF OTHER BUSINESS: HARP FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 09/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: TAYLOR'S AUTO MAX ; INVESTMENT RELATED: NO ; ADDRESS: 4100 10TH AVE S GREAT FALLS, MT 59405 ; NATURE OF BUSINESS: AUTO DEALERSHIP ; START DATE: 01/2023 ; POSITION/TITLE/RELATIONSHIP: SOCIAL MEDIA MARKETER ; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SHOOT VIDEOS FOR THE DEALERSHIP, EDIT AND POST THE VIDEO ON FACEBOOK, INSTAGRAM, YOUTUBE, AND BUILD PAID ADVERTISEMENTS; 3. NAME OF OTHER BUSINESS: XAVIER MARSHALL PHOTO & VIDEO INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PHOTOGRAPHY START DATE: 5/20/2026 POSITION/TITLE/RELATIONSHIP: OWNER/ PHOTOGRAPHER APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PHOTOGRAPHY AND VIDEOGRAPHY SERVICES, PHOTO MERCHANDISE 4. NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 05/15/2026; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS:1; BRIEF DESCRIPTION OF DUTIES: PROVIDE NOTARY SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-22 |
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