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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-13
WA RA APPROVED 2025-09-26
  • TX RA
    APPROVED
    Since 2025-11-13
  • WA RA
    APPROVED
    Since 2025-09-26

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Everett WA 06/2025 Present
Jr Capital, Llc Scottsdale AZ 05/2024 05/2025
Signing Day Sports, Inc. Scottsdale AZ 01/2024 05/2025
Culinary Dropout Tempe AZ 05/2023 02/2024
Kokopelli Golf Course Gilbert AZ 02/2023 04/2023
Emory's On Silver Lake Everett WA 12/2022 01/2023
Epic Valet Tempe AZ 09/2022 10/2022
Emory's On Silver Lake Everett WA 05/2022 08/2022
Unemployed Everett WA 08/2021 05/2022
Pinnacle Custom Flooring Everett WA 06/2021 08/2021
Unemployed Everett WA 08/2020 06/2021
Pcf Management Services Everett WA 05/2020 08/2020
Unemployed Everett WA 01/2015 05/2020
Bank Of America, N.A Everett WA 10/2025 Present
  • 06/2025 → Present
    Everett, WA
  • 05/2024 → 05/2025
    Jr Capital, Llc
    Scottsdale, AZ
  • 01/2024 → 05/2025
    Signing Day Sports, Inc.
    Scottsdale, AZ
  • 05/2023 → 02/2024
    Culinary Dropout
    Tempe, AZ
  • 02/2023 → 04/2023
    Kokopelli Golf Course
    Gilbert, AZ
  • 12/2022 → 01/2023
    Emory's On Silver Lake
    Everett, WA
  • 09/2022 → 10/2022
    Epic Valet
    Tempe, AZ
  • 05/2022 → 08/2022
    Emory's On Silver Lake
    Everett, WA
  • 08/2021 → 05/2022
    Unemployed
    Everett, WA
  • 06/2021 → 08/2021
    Pinnacle Custom Flooring
    Everett, WA
  • 08/2020 → 06/2021
    Unemployed
    Everett, WA
  • 05/2020 → 08/2020
    Pcf Management Services
    Everett, WA
  • 01/2015 → 05/2020
    Unemployed
    Everett, WA
  • 10/2025 → Present
    Bank Of America, N.A
    Everett, WA
Other Businesses

I*3124297Entity Type: Entity For ProfitName of OBA: Ennis Aesthetics Media LLC (not formed)Address: Everett, Washington, 98201Investment Related: NoPosition, Title, Association: OfficerEmployee Start Date: 12/01/2025Number of Hours: 5, WeeklyNumber of Hours during trading: 0, WeeklyDuties: personal media creation, production, and distribution of lifestyle and fitness-related content content and media creation I*4596275 Entity Type: Entity For Profit Name of OBA: NovoImagoHQ Address: Seattle, Washington, 98121 Investment Related: No Position, Title, Association: Officer Employee Start Date: 06/01/2026 Number of Hours: 7, Weekly Number of Hours during trading: 0, Weekly Duties: website design Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-26
  • S66 Uniform Combined State Law Examination
    2025-09-26

View on SEC IAPD

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