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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-21
CA RA APPROVED 2025-10-14
  • TX RA
    APPROVED
    Since 2025-10-21
  • CA RA
    APPROVED
    Since 2025-10-14

Branch Locations

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 06/2025 Present
Unemployed Phoenix AZ 03/2025 06/2025
United State Marine Corps Jacksonville NC 03/2024 03/2025
United States Marine Corps Baku 08/2023 03/2024
United States Marine Corps Oslo 03/2022 08/2023
United States Marine Corps Khartoum 03/2021 03/2022
United States Marine Corps Sarajevo 03/2020 03/2021
United States Marine Corps Oceanside CA 05/2017 03/2020
United States Marine Corps Jacksonville NC 02/2017 05/2017
United States Marine Corps Oceanside CA 01/2017 02/2017
United States Marine Corps San Diego CA 09/2016 01/2017
Unemployed Tempe AZ 09/2015 09/2016
  • 06/2025 → Present
    Chandler, AZ
  • 03/2025 → 06/2025
    Unemployed
    Phoenix, AZ
  • 03/2024 → 03/2025
    United State Marine Corps
    Jacksonville, NC
  • 08/2023 → 03/2024
    United States Marine Corps
    Baku
  • 03/2022 → 08/2023
    United States Marine Corps
    Oslo
  • 03/2021 → 03/2022
    United States Marine Corps
    Khartoum
  • 03/2020 → 03/2021
    United States Marine Corps
    Sarajevo
  • 05/2017 → 03/2020
    United States Marine Corps
    Oceanside, CA
  • 02/2017 → 05/2017
    United States Marine Corps
    Jacksonville, NC
  • 01/2017 → 02/2017
    United States Marine Corps
    Oceanside, CA
  • 09/2016 → 01/2017
    United States Marine Corps
    San Diego, CA
  • 09/2015 → 09/2016
    Unemployed
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-14
  • S66 Uniform Combined State Law Examination
    2025-10-14

View on SEC IAPD

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