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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-09
CA RA APPROVED 2025-09-22
  • TX RA
    APPROVED
    Since 2025-10-09
  • CA RA
    APPROVED
    Since 2025-09-22

Branch Locations

4012 Se 82Nd Ave, Portland, OR 97266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilsonville OR 08/2024 Present
H&R Block Burlington MA 12/2023 07/2024
Unemployed Roxbury MA 01/2023 11/2023
Northeastern University Boston MA 09/2020 12/2022
Xinlongyuan Asset Management Company Beijing 12/2019 07/2020
Extended Travel Portland OR 08/2020 09/2020
Union Bank Of Switzerland Portland OR 06/2019 11/2019
University Of Oregon Eugene OR 09/2016 06/2019
Bank Of America, N.A. Wilsonville OR 09/2025 Present
  • 08/2024 → Present
    Wilsonville, OR
  • 12/2023 → 07/2024
    H&R Block
    Burlington, MA
  • 01/2023 → 11/2023
    Unemployed
    Roxbury, MA
  • 09/2020 → 12/2022
    Northeastern University
    Boston, MA
  • 12/2019 → 07/2020
    Xinlongyuan Asset Management Company
    Beijing
  • 08/2020 → 09/2020
    Extended Travel
    Portland, OR
  • 06/2019 → 11/2019
    Union Bank Of Switzerland
    Portland, OR
  • 09/2016 → 06/2019
    University Of Oregon
    Eugene, OR
  • 09/2025 → Present
    Bank Of America, N.A.
    Wilsonville, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-29
  • S66 Uniform Combined State Law Examination
    2025-08-29

View on SEC IAPD

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