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3420 Ocean Park Blvd. Ste 3060, Santa Monica, CA 90405 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-07-17 |
Branch Locations
333 Commerce Street, Nashville, TN 37201 • United States
3420 Ocean Park Blvd. Ste 3060, Santa Monica, CA 90405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ocean Park Asset Management | Nashville | TN | 06/2025 | Present |
| Wintrust Financial Corporation | Hinsdale | IL | 06/2024 | 08/2024 |
| Orison Corporation | Dayton | OH | 09/2022 | 01/2023 |
| C5X Llc | Palos Heights | IL | 06/2019 | 05/2025 |
| University Of Dayton | Dayton | OH | 08/2021 | 05/2025 |
| Brother Rice High School | Chicago | IL | 08/2017 | 05/2021 |
| St. Alexander Catholic School | Palos Heights | IL | 08/2007 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-16 |
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