Sierra R Pemberton

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2025-12-10
OK	RA	APPROVED	2025-12-04
TX	RA	APPROVED	2025-12-04
MN	RA	APPROVED	2025-12-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Thrivent Investment Management Inc	Minneapolis	MN	07/2025	Present
Thrivent Financial	Appleton	WI	07/2025	Present
Think Mutual Bank	Eagan	MN	09/2021	06/2025
Wells Fargo Bank	Edina	MN	09/2017	08/2021
Full Time Education - St. Cloud State University	St. Cloud	MN	09/2014	05/2017
Unemployed	Melrose	MN	06/2017	08/2017

07/2025 → Present

Thrivent Investment Management Inc

Minneapolis, MN
07/2025 → Present

Thrivent Financial

Appleton, WI
09/2021 → 06/2025

Think Mutual Bank

Eagan, MN
09/2017 → 08/2021

Wells Fargo Bank

Edina, MN
09/2014 → 05/2017

Full Time Education - St. Cloud State University

St. Cloud, MN
06/2017 → 08/2017

Unemployed

Melrose, MN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-02

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