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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-22
RI RA APPROVED 2026-04-20
  • TX RA
    APPROVED_RES
    Since 2026-04-22
  • RI RA
    APPROVED
    Since 2026-04-20

Branch Locations

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 01/2026 Present
Stop & Shop Medford MA 07/2016 03/2018
Nautic Partners Providence RI 01/2020 07/2020
Nautic Partners Providence RI 07/2020 05/2021
Unitedhealth Group Boston MA 05/2022 10/2022
Express Scripts Morris Plains NJ 11/2022 07/2023
Rhode Island Computer Museum North Kingstown RI 04/2025 Present
Unemployed Malden MA 03/2018 01/2020
Unemployed Providence RI 05/2021 05/2022
Unemployed Providence RI 10/2022 11/2022
Unemployed Providence RI 07/2023 04/2024
Unemployed Providence RI 04/2024 04/2025
University Of The People Pasadena CA 04/2025 Present
Bank Of America Lincoln RI 07/2025 01/2026
  • 01/2026 → Present
    Lincoln, RI
  • 07/2016 → 03/2018
    Stop & Shop
    Medford, MA
  • 01/2020 → 07/2020
    Nautic Partners
    Providence, RI
  • 07/2020 → 05/2021
    Nautic Partners
    Providence, RI
  • 05/2022 → 10/2022
    Unitedhealth Group
    Boston, MA
  • 11/2022 → 07/2023
    Express Scripts
    Morris Plains, NJ
  • 04/2025 → Present
    Rhode Island Computer Museum
    North Kingstown, RI
  • 03/2018 → 01/2020
    Unemployed
    Malden, MA
  • 05/2021 → 05/2022
    Unemployed
    Providence, RI
  • 10/2022 → 11/2022
    Unemployed
    Providence, RI
  • 07/2023 → 04/2024
    Unemployed
    Providence, RI
  • 04/2024 → 04/2025
    Unemployed
    Providence, RI
  • 04/2025 → Present
    University Of The People
    Pasadena, CA
  • 07/2025 → 01/2026
    Bank Of America
    Lincoln, RI
Other Businesses

I*2688266, Entity Type Entity Charitable, Name of OBA: Rhode Island Computer Museum Address: WarwickRhode Island02886 Investment Related: No Position, Title, Association: Other Employee Start Date: 05/05/2025 No Hours: 5 weekly No Hours during trading: 0 Duties: As stated in the earlier prompt: I am a part-time "Youth Enrichment Instructor" at Rhode Island Computer Museum, where I teach robotics, programming languages, and other engineering fields to various age groups with curriculum suitable to them. I am a part-time "Youth Enrichment Instructor" at Rhode Island Computer Museum, where I teach robotics, programming languages, and other engineering fields to various age groups with curriculum suitable to them. My employer/the owner of RICM is a retired civil engineer who volunteers his time, we have across Rhode Island schools and libraries, or summer camps we have set up at our lab. My contract with Rhode Island Computer Museum is a self-employed freelance contract/tax form, I believe. During the employment process, I submitted and signed a form to establish an LLC. I believe the LLC is named "Lindor, LLC". Due to the undefined quantity of hours and my current obligations to Merrill/BofA, my hours involved in RICM have been greatly reduced. I've worked there since May 2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-16
  • S66 Uniform Combined State Law Examination
    2026-04-16
Other Names
  • Giorvanny Lindor

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