Gregg M Cole

Employer firm

Mosaic Wealth CRD 317377

$2.04B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
CREDIT, CASH MANAGEMENT, AND INSURANCE SOLUTIONS

From the firm’s Form ADV. Read the guides:

Current Employers

Mosaic Wealth

1401 S. Brentwood Blvd. Suite 630, St. Louis, MO 63144 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2025-07-16

MO RA
APPROVED

Since 2025-07-16

Branch Locations

1401 S. Brentwood Blvd. Suite 630, St. Louis, MO 63144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mosaic Wealth	St. Louis	MO	05/2025	Present
Cole & Company Pc	St. Louis	MO	11/2000	04/2025

05/2025 → Present

Mosaic Wealth

St. Louis, MO
11/2000 → 04/2025

Cole & Company Pc

St. Louis, MO

Other Businesses

The Way Church Advisory Board Member and Treasurer Since 08/2025 Not Investment Related Midwest BankCentre Advisory Board Advisory Board Member Since 08/2025 Not Investment Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-07-16

S65 Uniform Investment Adviser Law Examination

2025-07-16

View on SEC IAPD

Employer firm

Current Employers

Mosaic Wealth

Disclosures

Employment History

Other Businesses

Exams

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