Thomas J Dooley

Employer firm

Legatrust Financial Advisors, Inc. CRD 152749

$25.2M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → Present
  Legatrust Financial Advisors Inc
  Saint Louis, MO

Previous Registrations

• 2010-01-25 → 2016-12-31
  Legatrust Financial Advisors, Inc.
  Saint Louis, MO
• 2008-01-10 → 2009-11-20
  Moneta Group Investment Advisors, Llc
  St. Louis, MO
• 2006-11-02 → 2007-12-31
  Northwestern Mutual Investment Services, Llc
  St Louis, MO
  Clayton, MO

Other Businesses

1131 Boland Place LLC is a solely owned residential rental property I own and manage. The number of hours required varies but has no impact on my duties to Legatrust Financial Advisors.

Exams

• S66 Uniform Combined State Law Examination
  2006-04-05
• S63 Uniform Securities Agent State Law Examination
  2005-07-15

Designations

• Chartered Financial Consultant

Other Names

• Tom J Dooley