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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-06 |
| TX | RA | APPROVED | 2026-07-06 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Phoenix | AZ | 07/2025 | 02/2026 |
| Arizona State University | Tempe | AZ | 08/2021 | 05/2025 |
| Fogo De Chão | Scottsdale | AZ | 05/2024 | 06/2024 |
| Sasaki Sushi And Bar | Scottsdale | AZ | 04/2024 | 06/2024 |
| Outback Steakhouse | Bothell | WA | 05/2022 | 08/2022 |
| Kostas Mediterranean Cuisine | Mukilteo | WA | 08/2019 | 10/2020 |
| Kamiak High School | Mukilteo | WA | 09/2017 | 06/2021 |
| Harbour Pointe Middle School | Mukilteo | WA | 09/2014 | 08/2017 |
| Self-Employed | Phoenix | AZ | 07/2025 | 02/2026 |
| Self-Employed | Phoenix | AZ | 12/2025 | 02/2026 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2026 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 06/2026 | Present |
| Unemployed | Tempe | AZ | 02/2026 | 06/2026 |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: TEMPE, AZ NATURE OF BUSINESS: ACCIDENT AND HEALTH OR SICKNESS INSURANCE LICENSE POSITION: N/A START DATE: 8/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: TEMPE, AZ NATURE OF BUSINESS: LIFE INSURANCE LICENSE POSITION: N/A START DATE: 08/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: TEMPE, AZ NATURE OF BUSINESS: VARIABLE LIFE AND VARIABLE ANNUITY INSURANCE LICENSE POSITION: N/A START DATE: 08/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-11 |
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