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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-05-07
  • IL RA
    APPROVED
    Since 2026-05-07

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 06/2025 Present
First Trust Advisors L.P. Wheaton IL 06/2025 Present
University Of Alabama Tuscaloosa AL 08/2021 05/2025
Independence High School Franklin TN 08/2019 08/2021
Boyle County High School Danville KY 08/2017 08/2019
Homeschool Danville KY 08/2014 08/2017
  • 06/2025 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 06/2025 → Present
    Wheaton, IL
  • 08/2021 → 05/2025
    University Of Alabama
    Tuscaloosa, AL
  • 08/2019 → 08/2021
    Independence High School
    Franklin, TN
  • 08/2017 → 08/2019
    Boyle County High School
    Danville, KY
  • 08/2014 → 08/2017
    Homeschool
    Danville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-02
  • S66 Uniform Combined State Law Examination
    2026-04-02

View on SEC IAPD

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