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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-28
RI RA APPROVED 2026-04-17
  • TX RA
    APPROVED
    Since 2026-04-28
  • RI RA
    APPROVED
    Since 2026-04-17

Branch Locations

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 01/2026 Present
Ccri Warwick RI 08/2016 12/2017
Tony's Pizzeria Kingston RI 03/2020 03/2020
Unemployed Providence RI 03/2020 09/2020
Dunkin (Cafua Management Company) Providence RI 09/2020 07/2024
Unemployed Providence RI 07/2024 02/2025
Resolve Visionary Providence RI 02/2025 03/2025
Year Up Providence RI 04/2025 01/2026
Unemployed Providence RI 12/2017 03/2020
  • 01/2026 → Present
    Lincoln, RI
  • 08/2016 → 12/2017
    Ccri
    Warwick, RI
  • 03/2020 → 03/2020
    Tony's Pizzeria
    Kingston, RI
  • 03/2020 → 09/2020
    Unemployed
    Providence, RI
  • 09/2020 → 07/2024
    Dunkin (Cafua Management Company)
    Providence, RI
  • 07/2024 → 02/2025
    Unemployed
    Providence, RI
  • 02/2025 → 03/2025
    Resolve Visionary
    Providence, RI
  • 04/2025 → 01/2026
    Year Up
    Providence, RI
  • 12/2017 → 03/2020
    Unemployed
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-16
  • S66 Uniform Combined State Law Examination
    2026-04-16

View on SEC IAPD

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