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Michael Farinacci

Ameriprise Financial Services, LLC

Red Bank, NJ

CRD 8117337

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-04-30
  • NJ RA
    APPROVED
    Since 2026-04-30

Branch Locations

141 W Front St Ste 160, Red Bank, NJ 07701-6418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Red Bank NJ 06/2025 Present
Jaros, Baum & Bolles (Jb&B) Consulting Engineers New York NY 06/2024 07/2024
George Harms Construction Company, Inc Howell NJ 05/2023 08/2023
Mad Dog Lacrosse, Llc Wall NJ 06/2021 08/2022
The Pool House, Llc Manasquan NJ 06/2020 08/2020
La Mondina Brielle NJ 06/2019 08/2019
Stevens Institute Of Technology Hoboken NJ 08/2021 05/2025
Manasquan High School Manasquan NJ 08/2017 06/2021
Unemployed Manasquan NJ 05/2025 06/2025
Unemployed Manasquan NJ 12/2015 05/2019
  • 06/2025 → Present
    Red Bank, NJ
  • 06/2024 → 07/2024
    Jaros, Baum & Bolles (Jb&B) Consulting Engineers
    New York, NY
  • 05/2023 → 08/2023
    George Harms Construction Company, Inc
    Howell, NJ
  • 06/2021 → 08/2022
    Mad Dog Lacrosse, Llc
    Wall, NJ
  • 06/2020 → 08/2020
    The Pool House, Llc
    Manasquan, NJ
  • 06/2019 → 08/2019
    La Mondina
    Brielle, NJ
  • 08/2021 → 05/2025
    Stevens Institute Of Technology
    Hoboken, NJ
  • 08/2017 → 06/2021
    Manasquan High School
    Manasquan, NJ
  • 05/2025 → 06/2025
    Unemployed
    Manasquan, NJ
  • 12/2015 → 05/2019
    Unemployed
    Manasquan, NJ
Other Businesses

Outside Employment; Caddie; Golf Caddie; Caddie at Manasquan River Golf Club - Not employed by the course; 843 Riverview Drive , , Brielle , NJ, 08730; Not Investment-Related; 05/01/2024; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-29
  • S66 Uniform Combined State Law Examination
    2026-04-29
Other Names
  • Mike Farinacci
  • Michael Peter Farinacci
  • Michael Farinacci
  • Michael Peter Farinacci

View on SEC IAPD

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