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196 Delaware Street, West Deptford, NJ 08086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-09-30 |
Branch Locations
196 Delaware Street, West Deptford, NJ 08086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Indivdual & Institutional Services, Llc | Pittsburgh | PA | 10/2010 | 03/2018 |
| Raymond James Financial Services, Inc. | West Deptford | NJ | 03/2018 | Present |
| Raymond James Financial Services Advisors Inc. | West Deptford | NJ | 03/2018 | Present |
| Kennedy Investment Group, Inc. | West Deptford | NJ | 09/2022 | Present |
(1) Name of Business: Seton Hall University Address: 400 S Orange Ave , South Orange , NJ, 07079, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 03/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide advise and expertise on Customer Experience for Business School and their certification programs they offer (2) Insurance Sales; same address; Non-Investment Related; Appx 10% of time during the month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-28 |
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