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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-22
NJ RA APPROVED 2018-04-19
  • TX RA
    APPROVED
    Since 2018-06-22
  • NJ RA
    APPROVED
    Since 2018-04-19

Branch Locations

470 N Delsea Dr, Vineland, NJ 08360 • United States

875 Mantua Pike, Woodbury, NJ 08096 • United States

194 Wood Ave S, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rio Grande NJ 10/2011 Present
Bank Of America, N.A. Rio Grande NJ 10/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-18
  • S66 Uniform Combined State Law Examination
    2018-04-18
Other Names
  • Lauren Cosgrove

View on SEC IAPD

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