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David Rubin

Ameriprise Financial Services, LLC

Thornton, CO

Denver, CO

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-04-17
  • CO RA
    APPROVED
    Since 2026-04-17

Branch Locations

9351 Grant St Ste 300, Thornton, CO 80229-4375 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Greenwood Village CO 06/2025 04/2026
Linn-Mar School District Marion IA 01/2015 07/2021
G1 Partners Park Ridge IL 06/2023 07/2024
University Of Miami Coral Gables FL 08/2021 06/2025
Ameriprise Financial Services, Llc Thornton CO 04/2026 Present
  • 06/2025 → 04/2026
    Fidelity Investments
    Greenwood Village, CO
  • 01/2015 → 07/2021
    Linn-Mar School District
    Marion, IA
  • 06/2023 → 07/2024
    G1 Partners
    Park Ridge, IL
  • 08/2021 → 06/2025
    University Of Miami
    Coral Gables, FL
  • 04/2026 → Present
    Ameriprise Financial Services, Llc
    Thornton, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-16
S63 Uniform Securities Agent State Law Examination 2025-08-01
  • S66 Uniform Combined State Law Examination
    2025-08-16
  • S63 Uniform Securities Agent State Law Examination
    2025-08-01
Other Names
  • David Rubin
  • David Paul Rubin

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · THORNTON, CO
EDWARD JONES · Thornton, CO
EDWARD JONES · THORNTON, CO
FRIEND FINANCIAL GROUP INC · THORNTON, CO
ALIGN FINANCIAL SERVICES · THORNTON, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THORNTON, CO
EDWARD JONES · THORNTON, CO
BIGHORN WEALTH MANAGEMENT · THORNTON, CO

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