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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-09-26 |
Branch Locations
1545 Associates Dr Suite 102, Dubuque, IA 52002 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Enhancement Group | Dubuque | IA | 06/2025 | Present |
| Wealth Enhancement Advisory Services | Dubuque | IA | 07/2025 | Present |
| Gin Rickey'S | Dubuque | IA | 10/2021 | Present |
| George Washington Middle School | Dubuque | IA | 07/2015 | 06/2017 |
| Hempstead High School | Dubuque | IA | 08/2017 | 06/2021 |
| Loras College | Dubuque | IA | 08/2021 | 05/2025 |
1. GIN RICKEY'S - NON-INVESTMENT RELATED - DUBUQUE, IA - BARTENDER - WORKS PART TIME AS NEEDED BARTENDING - START DATE 10/2021 - SPENDS 7 HOURS PER MONTH WITH 0 HOURS DURING TRADING. 2. TORETTO, LLC - INVESTMENT RELATED - DUBUQUE, IA - INVESTOR - RENTAL PROPERTY OWNED WITH FAMILY MEMBERS - SPENDS 0 HOURS PER MONTH WITH 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-26 |
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