David Ryan Mandel

Employer firm

Francis LLC CRD 130687

98 advisory clients

Reported services (Item 5G)

• Pension consulting
• Selection of other advisers
• Educational seminars
• CORPORATE FINANCIAL WELLNESS, PENSION PLAN PARTICIPANT ADVISORY/EDUCATION

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 01/2019
  Nfp Securities, Inc.
  St. Paul, MN
• 01/2019 → Present
  Francis Investment Counsel
  Brookfield, WI

Other Businesses

Business Name: St Croix Bike and Pedestrian Trail Coalition Investment Related: No Address: 1488 23rd st Houlton WI 54082 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Chairman Start Date: 1/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend Meetings and events.Business Name: Arthur J Gallagher & Co Investment Related: Yes Address: 4225 White Bear Parkway St. Paul MN 55110 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Area Vice President Start Date: 2/1/2013 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Producer, service clients and relationship consultantBusiness Name: Town of Somerset, WI Somerset Park and Recreation Committee Somerset Town Hall Investment Related: No Address: P.O Box 248 Somerset WI 54025 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Citizen Member Start Date: 5/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: attend monthly meetings and work with other board members to identify topics to bring to the planning commission and Town BoardBusiness Name: Town of Somerset Investment Related: No Address: P.O. Box 248, 748 HWY 35 somerset WI 54025 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Citizen Member Start Date: 3/16/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend Monthly Planning commission meetings and work in a citizen member role to assist the Town Board in decisions affecting the residents of Somerset Township.Business Name: Health and Human Resources Association of Minnesota Investment Related: No Address: W175 N11117 Stonewood Drive, Suite 204 Germantown WI 53022 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Business Member Partner at Large Start Date: 1/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend Monthly Board meetings, Assist with semi annual conference planning

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-12-05
• S63 Uniform Securities Agent State Law Examination
  2006-05-24