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Laura Elizabeth Barkley

Tricord Advisors, Inc.

Riverside, CA

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Current Employers
Tricord Advisors, Inc.

6772 Magnolia Avenue, Riverside, CA 92506 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-23
  • CA RA
    APPROVED
    Since 2024-12-23

Branch Locations

6772 Magnolia Avenue, Riverside, CA 92506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cal Lutheran University Thousand Oaks CA 08/2021 05/2023
Specialty Coffee Association Long Beach CA 10/2007 12/2020
Tricord Advisors, Inc. Riverside CA 09/2023 Present
Homemaker Riverside CA 01/2021 08/2021
Homemaker Riverside CA 06/2023 09/2023
  • 08/2021 → 05/2023
    Cal Lutheran University
    Thousand Oaks, CA
  • 10/2007 → 12/2020
    Specialty Coffee Association
    Long Beach, CA
  • 09/2023 → Present
    Tricord Advisors, Inc.
    Riverside, CA
  • 01/2021 → 08/2021
    Homemaker
    Riverside, CA
  • 06/2023 → 09/2023
    Homemaker
    Riverside, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-08
  • S65 Uniform Investment Adviser Law Examination
    2023-05-08
Other Names
  • Laura Elizabeth Lee

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, CA
CETERA INVESTMENT ADVISERS LLC · Riverside, CA
UBS FINANCIAL SERVICES INC. · RIVERSIDE, CA
AMERIPRISE FINANCIAL SERVICES, LLC · RIVERSIDE, CA
EDWARD JONES · RIVERSIDE, CA
LPL FINANCIAL LLC · RIVERSIDE, CA
WELLS FARGO CLEARING SERVICES, LLC · RIVERSIDE, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Riverside, CA

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