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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-10-03
  • IN RA
    APPROVED
    Since 2025-10-03

Branch Locations

401 E Jefferson St Ste 100, Plymouth, IN 46563-1827 • United States

1040 W Depoy Dr, Columbia City, IN 46725 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Plymouth IN 06/2025 Present
Western & Southern Life Mishawaka IN 03/2025 05/2025
Empower Retirement Greenwood Village CO 10/2023 08/2024
Ruoff Mortgage Plymouth IN 10/2019 07/2023
Ktrade Plymouth IN 02/2015 09/2019
Hambone Llc Dba Quicks Lanes Plymouth IN 09/2023 11/2024
Quick's Lanes Inc Dba Quick's Lanes Plymouth IN 06/2013 02/2022
Jim Harrells Tree Trimming & Tree Removal Plymouth IN 06/2013 03/2025
  • 06/2025 → Present
    Plymouth, IN
  • 03/2025 → 05/2025
    Western & Southern Life
    Mishawaka, IN
  • 10/2023 → 08/2024
    Empower Retirement
    Greenwood Village, CO
  • 10/2019 → 07/2023
    Ruoff Mortgage
    Plymouth, IN
  • 02/2015 → 09/2019
    Ktrade
    Plymouth, IN
  • 09/2023 → 11/2024
    Hambone Llc Dba Quicks Lanes
    Plymouth, IN
  • 06/2013 → 02/2022
    Quick's Lanes Inc Dba Quick's Lanes
    Plymouth, IN
  • 06/2013 → 03/2025
    Jim Harrells Tree Trimming & Tree Removal
    Plymouth, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-30
  • S66 Uniform Combined State Law Examination
    2025-09-30

View on SEC IAPD

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