Sophie Iliescu

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-06-23

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Unionbanc Investment Services	Tustin	CA	02/2016	10/2017
U.S. Bancorp Investments, Inc.	Lake Forest	CA	10/2017	05/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Irvine	CA	06/2020	06/2023
Bank Of America, N.A.	Irvine	CA	06/2020	06/2023
Wells Fargo Clearing Services, Llc	Irvine	CA	06/2023	Present

02/2016 → 10/2017

Unionbanc Investment Services

Tustin, CA
10/2017 → 05/2020

U.S. Bancorp Investments, Inc.

Lake Forest, CA
06/2020 → 06/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Irvine, CA
06/2020 → 06/2023

Bank Of America, N.A.

Irvine, CA
06/2023 → Present

Wells Fargo Clearing Services, Llc

Irvine, CA

2020-06-09 → 2023-06-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Irvine, CA

Newport Beach, CA

Laguna Niguel, CA
2017-10-17 → 2020-05-06

U.S. Bancorp Investments, Inc.

Ladera Ranch, CA

Lake Forest, CA

Lake Forest, CA

Lake Forest, CA
2016-02-05 → 2017-10-17

U.S. Bancorp Advisors, Llc

Tustin, CA

Anaheim, CA

Fullerton, CA

Placentia, CA
2013-07-19 → 2016-02-10

Bancwest Investment Services, Inc.

Thousand Oaks, CA

Santa Barbara, CA

Santa Barbara, CA

Oxnard, CA

Ventura, CA

Woodland Hills, CA

Valencia, CA

Santa Barbara, CA

Santa Barbara, CA

Northridge, CA

Chatsworth, CA

Valencia, CA

Oxnard, CA
2011-11-02 → 2013-07-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Ana, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-11

Other Firms